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Important Changes to FINRA

By September 24, 2012

By Bruce A. Katzen On July 9, the Financial Industry Regulatory Authority (FINRA) announced that two new rules have gone into effect – Rule 2090 – the so-called “Know Your Customer” rule and Rule 2111, the “suitability” rule.  Rule 2090 heightens the requirement for financial advisors to know the “essential facts” …

Kluger Kaplan Announces Three New Hires

By August 13, 2012

Kluger Kaplan is thrilled to announce the hiring of three new associates: Marko Cerenko, Elysa Merlin and Jorge Delgado. Marko Cerenko joins KKSKL from Hy Shapiro, P.A.  Marko is passionate about community service volunteering his time for Habitat for Humanity, “Put Something Back” Miami Pro Bono Legal Services, the National Association …